Law Blog Tag: Regulation A Eligibility

Regulation A+ Continues To Grow

April 17, 2018 in Regulation A, Regulation A+

The new Regulation A/A+, which went into effect on June 19, 2015, is now three years old and continues to develop and gain market acceptance. In addition to ongoing guidance from the SEC, the experience of practitioners and the marketplace continue to develop in the area. Nine companies are now listed on national exchanges, having Read the full article…

Updates On Regulation A+

October 10, 2017 in C&DI, Form 1-A, Regulation A, Regulation A+

On September 14, 2017, the SEC issued three new Compliance and Disclosure Interpretations (C&DI) to provide guidance related to the filing of a Form 8-A in conjunction with a Tier 2 Regulation A offering. The new guidance addresses the timing of financial statements and subsequent reporting requirements under the Securities Exchange Act of 1934 (“Exchange Read the full article…