Law Blog Category: Capital Markets

Shifting Capital Markets; Bank of America’s Merrill Lynch Exits the Penny Stock Business

October 23, 2018 in Capital Markets, Penny Stocks

There is a strange dichotomy building in the capital markets and what some are calling a clearing firm crisis. At the same time that the world of penny stocks and low-priced securities is on shaky ground with regulators and market participants, the U.S. is trying to regenerate the IPO marketplace, and a whole world of Read the full article…