CrowdfundingFINRAJOBS ACTJOBS ACT and CrowdfundingRegulation DSEC GuidanceSecurities AttorneysUncategorized CFIRA Submits Crowdfunding Letter to SEC Laura Anthony, Esq.May 24, 2012 The CFIRA (Crowdfund Intermediaries Regulatory Advocates) was established by crowdfunding industry professionals for the purpose of... 028900
Concurrent Private and Public OfferingsSection 4(a)(2)Uncategorized Compliance When Conducting Concurrent Private and Public Offerings Laura Anthony, Esq.January 19, 2010 The Securities and Exchange Commission’s (SEC) integration guidance in Securities Act Release No. 8828 (August 3, 2007) sets forth a... 032600
Corporate Law Contracting Away Fiduciary Obligations In Delaware LLCs And Limited Partnerships Laura Anthony, Esq.October 31, 2009 Delaware corporate and alternative entity law has long been the model for other states in drafting statutes and for practitioners in... 027300
Private Investment in Public Equity (PIPE)Public Shell CompanyRule 144 Convertible Promissory Notes; Flexible Financing Options Laura Anthony, Esq.August 10, 2011 I have explored the topic of promissory notes in previous articles. This analysis shall specifically concentrate on convertible prom... 042200
CrowdfundingIPOJOBS ACTJOBS ACT and CrowdfundingReverse MergersSecurities AttorneysUncategorized Crowdfunding 101 Laura Anthony, Esq.April 16, 2012 As I recently blogged, the President has signed the Jobs Act including the much anticipated Crowdfunding bill. Crowdfunding is a pr... 027100
CrowdfundingJOBS ACTJOBS ACT and CrowdfundingRule 506SEC GuidanceSecurities AttorneysUncategorized Crowdfunding Act – What about state securities laws? Laura Anthony, Esq.June 14, 2012 On April 5, 2012 President Obama signed the JOBS Act into law. Part of the JOBS Act is the Crowdfunding Act, the full title of which... 034100
CrowdfundingJOBS ACTRegulation DReverse MergersSarbanes-Oxley Act of 2002SEC GuidanceSecurities AttorneysUncategorized Crowdfunding Act Signed Into Law Laura Anthony, Esq.April 16, 2012 On April 5, 2012 President Obama signed the JOBS Act into law. In accordance with the JOBS Act requirement that all crowdfunding pl... 029000
CrowdfundingDirect Public Offering (DPO)IPOJOBS ACTJOBS ACT and CrowdfundingPre-Effectiveness PeriodSecurities Attorneys Crowdfunding Direct Public Offerings Laura Anthony, Esq.August 21, 2012 As a reminder, on April 5, 2012 President Obama signed the JOBS Act into law. Part of the JOBS Act is the Crowdfunding Act, the full... 036100
CrowdfundingFunding PortalsJOBS ACTJOBS ACT and CrowdfundingReverse MergersS-1 Registration StatementSEC GuidanceSecurities Attorneys Crowdfunding Intermediaries – SEC Issues Guidance Laura Anthony, Esq.May 16, 2012 On April 5, 2012 President Obama signed the JOBS Act into law. Part of the JOBS Act is the Crowdfunding Act, the full title of which... 023800