Law Blog Tag: SEC Chair Jay Clayton Discusses Direction Of SEC

SEC Chair Jay Clayton Discusses Direction Of SEC

August 01, 2017 in Depository Trust Company (DTC), Dodd-Frank Act, FINRA, Sarbanes-Oxley Act of 2002, SEC, SEC Guidance

In a much talked about speech to the Economic Club of New York on July 12, 2017, SEC Chairman Jay Clayton set forth his thoughts on SEC policy, including a list of guiding principles for his tenure. Chair Clayton’s underlying theme is the furtherance of opportunities and protection of Main Street investors, a welcome viewpoint Read the full article…