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Are SPACs Shell Companies?
Are SPACs Shell Companies? SPACs are, by nature, “shell companies” as defined by the federal securities laws. Accordingly, SPACs hav...
Securities Law Firm
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Attorney Laura Anthony Hosts LawCast; Regulation A+ and the Legal Aspects of Testing the Waters
Attorney Laura Anthony Hosts LawCast; Regulation A+ and the Legal Aspects of Testing the Waters- In addition to the legal aspects of...
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Attorney Laura Anthony Talks Test-The-Waters Solicitation Materials on LawCast
Attorney Laura Anthony Talks Test-The-Waters Solicitation Materials on LawCast- The disclaimer legend for testing-the-waters materia...
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Answering SEC Comments During S-1 Process
Answering SEC Comments During S-1 Process- Did you know that all SEC comments during the S-1 and Form 10 Registration process must b...
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Attorney Laura Anthony
Attorney Laura Anthony is the Founding Partner of Legal & Compliance, LLC, a national corporate, securities and business transac...
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Advantages and Disadvantages of a Reverse Merger
Advantages and Disadvantages of a Reverse Merger- The primary advantage of a reverse merger is that it can be completed very quickly...
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Are Communications Allowed During the Direct Public Offering Process?
Are Communications Allowed During the Direct Public Offering Process? – One of the methods of going public is directly through...
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Are Risk Factors Required to be Disclosed in Registration Statements?
Are Risk Factors Required to be Disclosed in Registration Statements? – A risk factor disclosure involves a discussion of circ...