Uncategorized SEC Adopts The Use Of Universal Proxy Cards Laura Anthony, Esq.December 27, 2021 On November 17, 2021, the SEC adopted final rules requiring parties in a contested election to use universal proxy cards that includ... 044700
Uncategorized SEC Updates Filing Fees And Payment Methods Laura Anthony, Esq.December 10, 2021 During the busiest capital markets boom most practitioners, including myself, have ever experienced, on October 13, 2021, in a whopp... 034700
Uncategorized SEC Affirms PCAOB Rules Implementing The Holding Foreign Companies Accountable Act Laura Anthony, Esq.December 1, 2021 On November 5, 2021, as part of the implementation of the Holding Foreign Companies Accountable Act (“HFCA”), the SEC approved PCAOB... 048600
Uncategorized SEC Re-Visits Executive Compensation Clawback Rules Laura Anthony, Esq.December 1, 2021 December 1, 2021 As expected, on October 14, 2021, the SEC re-opened the comment period on proposed rules on listing standards for the recovery of er... 040300