Uncategorized SEC Fall 2020 Regulatory Agenda Laura Anthony, Esq.May 21, 2021 The SEC’s latest version of its semiannual regulatory agenda and plans for rulemaking has been published in the federal register. T... 063200
Uncategorized SEC Chair Gary Gensler Testifies To Congress Laura Anthony, Esq.May 28, 2021 On May 6, 2021, new SEC Chair Gary Gensler made his debut, giving testimony to the House Financial Services Committee. Although Mr.... 053800
Uncategorized Annual Report of Office of Advocate for Small Business Capital Formation Laura Anthony, Esq.May 14, 2021 The Office of the Advocate for Small Business Capital Formation (“Office”) issued its 2020 Annual Report and it breaks down one of t... 038900
Uncategorized The MEMX Laura Anthony, Esq.May 10, 2021 Although overshadowed by all things ESG and SPAC related, a new Wall Street backed national exchange, the Members Exchange (MEMX), l... 034500