Law Blog Tag: Securities Exchange Act of 1934

SEC Proposed Executive Compensation Clawback Rules

Proposed Amendments To Disclosure Of Hedging Policies For Officers, Directors And Employees

The ECOS Matter; When Is A Reverse Split Effective?

SEC Filed Actions Against 19 Firms and One Individual Trader for Violation of Rule 105 of Regulation M

SEC Proposes Rules for Regulation A+

The SEC Establishes Key Exemption to the Broker-Dealer Registration Requirements for M&A Brokers

A Basic Overview of Rule 144

Direct Public Offering or Reverse Merger; Know Your Best Option for Going Public

Proposed Crowdfunding Rules – Part II

Proposed Crowdfunding Rules – Part I

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