Law Blog Tag: regulation a

Regulation A For Publicly Reporting Companies, Economic Growth and Regulatory Relief

July 03, 2018 in Regulation A, Regulation A+, SEC

Regulation A+ will soon be available for publicly reporting companies. On May 24, 2018, President Trump signed the Economic Growth, Regulatory Relief and Consumer Protection Act (the “Act”) into law. Although the Act largely focuses on the banking industry and is being called the Dodd-Frank Rollback Act by many, it also contained much-needed provisions amending Read the full article…

SEC Commissioner Piwowar Speaks On The IPO Market

July 18, 2017 in IPO, SEC

  On May 16, 2017, SEC Commissioner Michael Piwowar gave the opening remarks to the SEC-NYU Dialogue on Securities Market Regulation. The focus of the SEC-NYU Dialogue was the current state of and outlook for the U.S. IPO market. Mr. Piwowar specifically spoke about reviving the U.S. IPO market. The declining IPO market has been Read the full article…

SEC Issues New C&DI On Rule 701

On June 23, 2016, the SEC issued seven new Compliance and Disclosure Interpretations (“C&DI”) related to Rule 701 of the Securities Act of 1933, as amended (“Securities Act”). On October 19, 2016, the SEC issued an additional three C&DI. The majority of the new C&DI focus on the effect on Rule 701 issuances following a Read the full article…

Testing The Waters; Regulation A+ And S-1 Public Offerings – Part 1

OTC Markets Petitions The SEC To Expand Regulation A To Include SEC Reporting Companies

SEC Advisory Committee On Small And Emerging Companies Reviews Capital Formation

State Blue Sky Concerns; Florida and New York

More On Regulation A/A+; Thoughts On The Practical Effects And New SEC Guidance

Regulation A+; An In-Depth Overview

SEC Division of Corporation Finance Issues Guidance On Bad Actor Waivers

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